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Who are we? We are seeking Managers to join out Financial Services Regulatory team based in London.
Who are we? We are seeking Managers to join out Financial Services Regulatory team based in London. This is a market leading that have a successful track record in providing consultancy advice to clients across the UK and abroad.As part of PwC's financial services regulatory practice we work closely with colleagues in other disciplines delivering solutions. We provide services to a broad spectrum of the financial services industry including investment banks, retail banks, mortgage lenders, brokers and dealers, exchanges, regulators and other financial intermediaries. Our aim is to continue to develop a team that is the premier financial services regulatory consulting team, interacting with the major players in the UK financial services industry and playing a key role in PwC's offering to its financials services clients.
Requirements
Proven compliance experience in investment banking, corporate banking or retail banking and/or demonstrated experience with the FSA or equivalent overseas regulator
Technically proficient in the FSA rules on conduct of business, market conduct, approved persons, training & competence or FSA prudential requirements for either banks or investment businesses and some knowledge of latest developments e.g. Basel II and consolidated supervision.
General understanding of compliance structures and operations, and industry best practice in compliance.
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