Compliance Department: The Compliance Department is instrumental in overseeing the Bank’s adherence to Federal and State securities and banking rules and regulations. Its stated mission is to protect the Bank’s integrity and reputation as the leading provider of financial solutions by: (1) advancing lawful and ethical business conduct in the interest of our clients, shareholders and people; and (2) preventing and detecting violations of law through identifying and managing financial services regulatory.

Fixed Income Advisory Compliance Officer

Responsibilities Include: The person will focus primarily on providing real-time support to Fixed Income Sales, Trading and related businesses. This will involve addressing issues (questions, problems or proposals) related to customer communications, account opening, use of customer information, cross-product marketing, 15a-6, internal controls, supervision and other issues that are typical for a large international broker dealer.

• Identifying regulatory trends and developments, advising staff as to how this may impact their current activities, and implementing any required changes to current policy / practice. • Drafting and updating policies and procedures. • Providing regulatory/compliance training. • Implementing and documenting various supervisory/control mechanisms. • Participating in internal investigations, responding to regulatory inquiries, and coordinating internal and external audits and inspections. • Interacting with federal and state regulatory agencies. • Lobbying and liaising with regulators and industry groups with regard to proposed rule making and other relevant matters. Skills Required: • Bachelors Degree or equivalent; JD or MBA a plus • 2 to 5 years of securities compliance experience, preferably in a global investment bank or in a securities department of a law firm. Similar experience with a regulator or consulting firm will be considered. • Some background with fixed income markets. • Strong knowledge of applicable federal and exchange laws, rules and regulations. • Excellent oral and written communication skills. • Ability to make, support and defend difficult and complex regulatory/compliance decisions in a fast-paced trading floor environment. • Ability to project confidence and professionalism in dealings with senior business personnel. • Experience with structured products, linked notes, prime brokerage, repos and/or ETFs a plus.

*Deutsche Bank is an Equal Opportunity/Affirmative Action (M/F/D/V) employer.*