The role includes general advisory compliance support in relation to:

• Updating and maintaining the Watch and Restricted Lists
• Liaising with Investment Bankers with regard to the progress of deals logged on Watch / Restricted lists
• Advising senior management on conflict clearance
• Assisting with process around establishing and maintaining Chinese Walls
• Attending IBD/DCM meetings (e.g., WIP, general updates,e tc.) as necessary
• Clearing debt and equity research against the Watch and Restricted Lists in accordance with policy
• Dealing with ad-hoc queries from Origination teams on all of the above issues
• Assisting with preparation of policies, procedures and guidelines on all of above issues
• Assisting with preparation and presentation of training material for all of above issues
• Liaising with Global Control Room staff to ensure uniformity of the above

The inherent nature of this role requires candidates to display the following attributes:

• Relevant Control Room experience

Location: London

Role Type: Permanent, Full Time